Financial services: getting ahead on recording instances of non-financial misconduct

Financial services employers await the outcome of the consultation by the PRA and FCA on a new regulatory framework on diversity and inclusion. Whilst the final detail on regulating non-financial misconduct may be outstanding, it is not too early for employers to take initial actions, in response to the draft proposals, the recent FCA survey and the related comments in the Treasury Committee’s Sexism in the City report.