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Senior Managers Regime

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Financial services employment law themes and insights: Spring/Summer 2025

By Sarah Jackman and Elouisa Crichton
  • Confidential information
  • Employment policies
  • Financial Conduct Authority
  • Grievance and disciplinary
  • Harassment
  • Non-disclosure agreements
  • Recruitment
  • Senior Managers Regime
  • Settlement agreements
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Non-financial misconduct: insights from FCA findings

By Sarah Jackman and Katharine Harle
  • Financial Services
  • Senior Managers Regime

Summer 2024 employment trends series: Financial Services

By Emma Carter and Sarah Jackman
  • Financial Conduct Authority
  • Financial Services
  • Harassment
  • Non-disclosure agreements
  • Prudential Regulation Authority
  • Senior Managers Regime
  • Sex discrimination

Financial services: getting ahead on recording instances of non-financial misconduct

By Sarah Jackman and Katharine Harle
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

Navigating non-financial misconduct

By Sarah Jackman, Emma Carter, and Katharine Harle
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

How financial services firms are advancing social mobility

By Sarah Jackman and Katharine Harle
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

FCA publishes guidance on regulatory reference

By Lorelle Doyle

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