Senior Managers Regime
Non-financial misconduct in financial services: where are we now?
FCA’s crackdown on non-financial misconduct: what employers must do now
Financial services employment law themes and insights: Spring/Summer 2025
Non-financial misconduct: insights from FCA findings
Summer 2024 employment trends series: Financial Services
Financial services: getting ahead on recording instances of non-financial misconduct
Navigating non-financial misconduct
How financial services firms are advancing social mobility
As we eagerly await the outcome of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) consultation on measures to boost diversity and inclusion in financial services which closed at the end of last year, we consider the proposals made by the regulators in relation to social mobility. Our recent insight article here delves into the results of the 2023 Social Mobility Foundation Index and emphasises the importance of employers making a visible commitment to progressing social mobility in the workplace.
Update: FCA publishes further information on the SM&CR for solo-regulated firms
The FCA has published further information on its website for FCA solo-regulated firms, in particular sole traders, relating to the […]
Banking Standards Board publishes guidance on regulatory references
Earlier this month, the Banking Standards Board (BSB) published the final version of its statement of good practice relating to […]