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Financial Conduct Authority

  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

Navigating non-financial misconduct

By Sarah Jackman, Emma Carter, and Katharine Harle
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

How financial services firms are advancing social mobility

As we eagerly await the outcome of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) consultation on measures to boost diversity and inclusion in financial services which closed at the end of last year, we consider the proposals made by the regulators in relation to social mobility. Our recent insight article here delves into the results of the 2023 Social Mobility Foundation Index and emphasises the importance of employers making a visible commitment to progressing social mobility in the workplace.

By Sarah Jackman and Katharine Harle
  • Discrimination
  • Equality Act
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Wellbeing
  • Whistleblowing

Proactive steps for employers embracing diversity and inclusion to shape the future of the UK financial sector – inclusion survey questions

By Alison Weatherhead, Sarah Jackman, and Katharine Harle
  • Data protection
  • Discrimination
  • Equality Act
  • Financial Conduct Authority
  • Financial Services
  • Privacy
  • Prudential Regulation Authority

Proactive steps for employers embracing diversity and inclusion to shape the future of the UK financial sector – data

By Alison Weatherhead, Sarah Jackman, and Katharine Harle
  • Financial Conduct Authority
  • Legislative changes
  • Pay, benefits and bonuses

Picking up speed? An overview of pensions dashboards and potential regulatory challenges

By Eleanor Hart
  • Discrimination
  • Employment policies
  • Financial Conduct Authority
  • Financial Services

Consultation on Diversity and Inclusion proposals in the financial sector

By Sarah Jackman and Laura Jackson
  • Confidential information
  • Employment policies
  • Financial Conduct Authority
  • Financial Services
  • Whistleblowing

FCA proposes measures to boost whistleblower confidence

By Victoria Albon
  • Discrimination
  • Financial Conduct Authority
  • Financial Services
  • Gender pay gap reporting

Diversity and inclusion strategies – shortcomings and solutions

By Alison Weatherhead, Christopher Seymour, and Sarah Jackman
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority

An employment law lens on CRD V

By Sarah Jackman
  • Financial Conduct Authority
  • Pensions
  • Pensions Regulator

FCA goes to court to protect scheme member outcomes

By Eleanor Hart

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