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Financial Conduct Authority

  • Equality Act
  • Financial Conduct Authority
  • Financial Services
  • Legislative changes
  • Senior Managers Regime
  • Whistleblowing

Financial services employment law themes and insights: Spring/Summer 2025

By Sarah Jackman and Elouisa Crichton
  • Confidential information
  • Employment policies
  • Financial Conduct Authority
  • Grievance and disciplinary
  • Harassment
  • Non-disclosure agreements
  • Recruitment
  • Senior Managers Regime
  • Settlement agreements
  • Whistleblowing

Non-financial misconduct: insights from FCA findings

By Sarah Jackman and Katharine Harle
  • Employment and Labor in the United Kingdom
  • Financial Conduct Authority

The ongoing challenge of getting value for money from defined contribution pensions

We look at the ongoing challenge of getting value for money (VfM) from defined contribution (DC) pensions, focusing particularly on […]

By Eleanor Hart and Fee James
  • Financial Conduct Authority
  • Financial Services
  • Harassment
  • Non-disclosure agreements
  • Prudential Regulation Authority
  • Senior Managers Regime
  • Sex discrimination

Financial services: getting ahead on recording instances of non-financial misconduct

By Sarah Jackman and Katharine Harle
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

Navigating non-financial misconduct

By Sarah Jackman, Emma Carter, and Katharine Harle
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

How financial services firms are advancing social mobility

By Sarah Jackman and Katharine Harle
  • General

Proactive steps for employers embracing diversity and inclusion to shape the future of the UK financial sector – targets and the risk of unintended discrimination

By Sarah Jackman and Katharine Harle
  • Discrimination
  • Equality Act
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Wellbeing
  • Whistleblowing

Proactive steps for employers embracing diversity and inclusion to shape the future of the UK financial sector – inclusion survey questions

By Alison Weatherhead, Sarah Jackman, and Katharine Harle
  • Confidential information
  • Employment policies
  • Financial Conduct Authority
  • Financial Services
  • Whistleblowing

FCA proposes measures to boost whistleblower confidence

By Victoria Albon
  • Discrimination
  • Financial Conduct Authority
  • Financial Services
  • Gender pay gap reporting

Diversity and inclusion strategies – shortcomings and solutions

By Mark Hamilton, Christopher Seymour, and Sarah Jackman
  • Financial Conduct Authority
  • Financial Services
  • Prudential Regulation Authority
  • Senior Managers Regime

FCA publishes guidance on regulatory reference

By Lorelle Doyle
  • Financial Conduct Authority
  • Pensions
  • Pensions Regulator

FCA goes to court to protect scheme member outcomes

By Eleanor Hart

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