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Non-financial misconduct: insights from FCA findings

By Sarah Jackman and Katharine Harle
November 27, 2024
  • Confidential information
  • Employment policies
  • Financial Conduct Authority
  • Grievance and disciplinary
  • Harassment
  • Non-disclosure agreements
  • Recruitment
  • Senior Managers Regime
  • Settlement agreements
  • Whistleblowing
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We look at the FCA’s recent survey on non-financial misconduct (NFM) in the wholesale financial services sector and provide our recommended actions for FCA firms in other sectors on our website.

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Confidential Information, employment policies, Financial Conduct Authority, grievance and disciplinary, harassment, Non-disclosure agreements, recruitment, Senior Managers Regime, Settlement agreements, Whistleblowing
Sarah Jackman

About Sarah Jackman

Sarah specializes in employment law and is counsel in Dentons’ Glasgow office. She joined Dentons in 2019, bringing extensive experience in leading an in-house employment law team in the financial services sector. In her previous role, Sarah supported strategic initiatives following the financial crisis and, as a senior leader in the Legal and Governance team, led employees through cultural change and digitalization. Sarah led employment advice on significant change projects, including a demerger, IPO and acquisition of another bank.

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Katharine Harle

Katharine Harle

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