Skip to content

Brought to you by

Dentons logo in black and white

UK People Reward and Mobility Hub

The latest updates in employment, benefits, pensions and immigration

open menu close menu

UK People Reward and Mobility Hub

  • Home
  • Events and training
  • Who We Are
    • Meet the team
  • How we can help

Non-financial misconduct: insights from FCA findings

By Sarah Jackman and Katharine Harle
November 27, 2024
  • Confidential information
  • Employment policies
  • Financial Conduct Authority
  • Grievance and disciplinary
  • Harassment
  • Non-disclosure agreements
  • Recruitment
  • Senior Managers Regime
  • Settlement agreements
  • Whistleblowing
Share on Facebook Share on Twitter Share via email Share on LinkedIn

We look at the FCA’s recent survey on non-financial misconduct (NFM) in the wholesale financial services sector and provide our recommended actions for FCA firms in other sectors on our website.

Share on Facebook Share on Twitter Share via email Share on LinkedIn
Subscribe and stay updated
Receive our latest blog posts by email.
Stay in Touch
Confidential Information, employment policies, Financial Conduct Authority, grievance and disciplinary, harassment, Non-disclosure agreements, recruitment, Senior Managers Regime, Settlement agreements, Whistleblowing
Sarah Jackman

About Sarah Jackman

Sarah specializes in employment law and is counsel in Dentons' Glasgow office. With extensive in-house experience in the financial services sector, she is a trusted advisor to many of our high-profile clients. Known for aligning her legal advice with clients' business priorities and culture, Sarah often acts as an extension of in-house legal and HR teams. Her background in banking gives her a deep understanding of HR's role in regulatory matters, allowing her to advise on both contentious and non-contentious issues – particularly those related to the Senior Managers and Certification Regime. Sarah is also a frequent speaker at client events and has a keen interest in employee wellbeing. In 2024, she was selected as an inaugural member of our Shadow Executive Team.

All posts Full bio

Katharine Harle

Katharine Harle

You might also like...

  • Disability
  • Discrimination
  • Employee welfare
  • Employment policies
  • Equality Act
  • Flexible working

Carers Week 2025: caring about equality

By Jane Bowen and Purvis Ghani
  • Employee welfare
  • Employment policies
  • Health and safety
  • Mental health
  • Wellbeing

#LeadWithLove: how can employers implement the theme of this year’s Stress Awareness Month all year round?

By Laura Jackson and Purvis Ghani
  • Employee benefits
  • Employee welfare
  • Flexible working
  • General
  • Pay, benefits and bonuses
  • Recruitment

New year, new ideas – 2022 and the potential “Great Transition” in the UK

By Helena Rozman

About Dentons

Redefining possibilities. Together, everywhere. For more information visit dentons.com

Grow, Protect, Operate, Finance. Dentons, the law firm of the future is here. Copyright 2023 Dentons. Dentons is a global legal practice providing client services worldwide through its member firms and affiliates. Please see dentons.com for Legal notices.

Categories

Dentons logo in black and white

© 2025 Dentons

  • Legal notices
  • Privacy policy
  • Terms of use
  • Cookies on this site